IIA & ACFE - Joint Fraud Training

November 13, 2019
7:45 AM - 5:00 PM
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Great Wolf Lodge
10175 Weddington Road
Concord, NC 28027

Join us on November 13th for an insightful day of training hosted by the Charlotte chapters of the Insitute of Internal Auditors and Association of Certified Fraud Examiners. This day long event will provide 8 hours of CPE, including 2 hours of ethics.

To register please use the following link: http://www.eiseverywhere.com/493714

Note: To qualify as an ACFE Charlotte Member, you must be current on your Charlotte Member dues.  Charlotte Member dues are in addition to the ACFE National dues.


Program description: 

Join the IIA and ACFE Charlotte Chapters to discuss topics in White Collar Crimes, AML, Fraud and Investigations, Data Analytics and Ethics.


  1. Ethics (Allan Bachman from ACFE)

Learning Objectives:

  1. Review the fundabmentals of why we need ethics
  2. Understand the differences between personal and organizational ethics
  3. Learn why professional associations have ethics requirements
  4. Develop an understanding of different fraudster models
  5. Hear from actual fraudsters about why they made the ethical choices they made

Data Analytics (Erik Lioy and Linda Miller from Grant Thornton)

Learning Objectives:

  1. Formulate effective and efficient techniques for prevention and detection of common fraud schemes
  2. Apply an analysis process to improve efficient and effective risk management in your organization
  3. Describe real life examples of fraud cases involving virtual currencies amongst other technology related schemes

Panel Discussion: Fraud and Investigations (Moderator: Erin Lentz from Grant Thornton)

Learning Objectives:

  1. Discuss the importance of fraud risk management and internal audit's role

Anti-Money Laundering (Layne McGuire from RSM)

Learning Objectives:

  1. Model Risk Management for AML Transaction Monitoring
  2. Key considerations for model risk management
  3. Elements of a transaction monitoring system
  4. Auditing transaction monitoring programs

White Collar Crimes (Jenny Sugar from the US Attorney's Office)

The US Attorney’s office will speak on trends in White Collar Crime.  Jenny Grus Sugar is an Assistant U.S. Attorney and the Deputy Criminal Chief for White Collar matters in the Charlotte branch of the U.S. Attorney's Office for the Western District of North Carolina.  She supervises prosecutors who handle computer crime, securities fraud, identity theft, mortgage fraud, tax fraud and other federal offenses.  Additionally, Ms. Sugar prosecutes a variety of general fraud and criminal tax matters.  Ms. Sugar’s significant cases include prosecuting Paul Burks, the operator of the ZeekRewards Ponzi scheme – for which she was named International Prosecutor of the Year by the International Association of Financial Crimes Investigators (IAFCI) - and prosecuting televangelist Todd Coontz for various tax offenses.   



Instructional delivery method: Group Live
Field of Study: Various
CPE credit(s): 8 hour(s)
Advanced preparation: None required
Program level: Beginner to Intermediate

Cost: $150 for members / $240 for non-members

The IIA's Charlotte Chapter is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education (CPE) on the National Registry of CPE Sponsors – Sponsor #108750. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website at: www.learningmarket.org.

If you have any questions, please feel free to reply to this email or contact The IIA Charlotte at [email protected].